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Walters Audio Visual, Inc., offers a stock option plan to its regional managers.

ID: 2571907 • Letter: W

Question

Walters Audio Visual, Inc., offers a stock option plan to its regional managers. On January 1, 2016, options were granted for 40 million $1 par common shares. The exercise price is the market price on the grant date, $9 per share. Options cannot be exercised prior to January 1, 2018, and expire December 31, 2022. The fair value of the options, estimated by an appropriate option pricing model, is $3 per option. Because the plan does not qualify as an incentive plan, Walters will receive a tax deduction upon exercise of the options equal to the excess of the market price at exercise over the exercise price. The income tax rate is 40%.

2.

Prepare the necessary journal entries.

-Record compensation expense on December 31, 2016.

-Record any tax effect related to compensation expense recorded in 2016.

-Record compensation expense on December 31, 2017.

-Record any tax effect related to compensation expense recorded in 2017.

-Record the exercise of the options on March 20, 2021 when the market price is $13 per share.

-Record any tax effect related to the exercise of the options.

3.

Assume the option plan qualifies as an incentive plan if all of the options are exercised on March 20, 2021, when the market price is $12 per share. Prepare the necessary journal entries

-Dec 31, 2016 Record compensation expense on December 31, 2016.

-Dec 31 ,2016 Record any tax effect related to compensation expense recorded in 2016.

- Dec 31, 2021 Record the exercise of the options on March 20, 2021 when the market price is $12 per share.

-March 31, 2021 Record any tax effect related to the exercise of the options.

:Correct my part 3!

Debit Credit General Journal No Date 40 December 31, 2016 Compensation expense 40 Paid-in capital-stock options 16 December 31, 2016 2 Deferred tax asset Income tax expense 40 December 31, 2021 Compensation expense 40 Paid-in capital-stock options 16 March 31 2021 4 Deferred tax asset 16 Income tax expense

Explanation / Answer

2. Journal entries:

Date

Account title

Debit

Credit

December 31, 2016

Compensation expenses
     Paid-in capital- Stock options
(40 million / 2 years (Jan 2016 to Jan 2018, cost to be recognized over 2 years)

20


20

December 31, 2016

Differed tax asset
     Income tax expenses
(20million * 40%)

8


8

December 31, 2017

Compensation expenses
     Paid-in capital- Stock options
(40 million / 2 years (Jan 2016 to Jan 2018, cost to be recognized over 2 years)

20


20

December 31, 2017

Deferred tax asset
     Income tax expenses
(20million * 40%)

8


8

December 31, 2021

Cash (40million * $9)
Paid-in capital- Stock options
                    Common stock
                   Paid-in capital- Excess of par

360
40



40
360

December 31, 2021

Income tax and employment tax payable
        Deferred tax asset
       Paid-in capital- Tax effect of Stock options

32


16
16

3. Journal entries:

Date

Account title

Debit

Credit

December 31, 2016

Compensation expenses
     Paid-in capital- Stock options
(40 million / 2 years (Jan 2016 to Jan 2018, cost to be recognized over 2 years)

20


20

December 31, 2016

No journal entry required
(Incentive plan does not provide a tax deduction for employer)

December 31, 2021

Cash (40million * $9)
Paid-in capital- Stock options
                    Common stock
                   Paid-in capital- Excess of par

360
40



40
360

December 31, 2021

No journal entry required
(Incentive plan does not provide a tax deduction for employer)

Date

Account title

Debit

Credit

December 31, 2016

Compensation expenses
     Paid-in capital- Stock options
(40 million / 2 years (Jan 2016 to Jan 2018, cost to be recognized over 2 years)

20


20

December 31, 2016

Differed tax asset
     Income tax expenses
(20million * 40%)

8


8

December 31, 2017

Compensation expenses
     Paid-in capital- Stock options
(40 million / 2 years (Jan 2016 to Jan 2018, cost to be recognized over 2 years)

20


20

December 31, 2017

Deferred tax asset
     Income tax expenses
(20million * 40%)

8


8

December 31, 2021

Cash (40million * $9)
Paid-in capital- Stock options
                    Common stock
                   Paid-in capital- Excess of par

360
40



40
360

December 31, 2021

Income tax and employment tax payable
        Deferred tax asset
       Paid-in capital- Tax effect of Stock options

32


16
16