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40. Congress cannot create new administrative agencies in response to new social

ID: 337429 • Letter: 4

Question

40.                             Congress cannot create new administrative agencies in response to new social problems and new technologies.

a.              True

b.              False

41.                             Legislative rules impact the conclusions or determinations of administrative agencies.

a.              True

b.              False

42.                             Interpretive rules issued to administrative agencies are guidelines only.

a.              True

b.              False

43.                             The primary purpose of government regulation of securities is to protect the public investors from fraud and other misleading acts in the investment in securities.

a.              True

b.              False


44.                             Blue Sky Laws are aimed to provide tax incentives to environmentally conscious corporations.

a.              True

b.              False

45.                             Disgorgement is compelling the return of illegally obtained money.

a.              True

b.              False

46.                             One purpose of the Securities Exchange Commission is to interpret case laws pertaining to the issuance and trading of securities.

a.              True

b.              False

Explanation / Answer

40.                             Congress cannot create new administrative agencies in response to new social problems and new technologies.

a.              True

b.              False

41.                             Legislative rules impact the conclusions or determinations of administrative agencies.

a.              True

b.              False

42.                             Interpretive rules issued to administrative agencies are guidelines only.

a.              True

b.              False

43.                             The primary purpose of government regulation of securities is to protect the public investors from fraud and other misleading acts in the investment in securities.

a.              True

b.              False


44.                             Blue Sky Laws are aimed to provide tax incentives to environmentally conscious corporations.

a.              True

b.              False

45.                             Disgorgement is compelling the return of illegally obtained money.

a.              True

b.              False

46.                             One purpose of the Securities Exchange Commission is to interpret case laws pertaining to the issuance and trading of securities.

a.              True

b.              False

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