true or false:Financial services regulation can influence monetary policy. true

Question

true or false:Financial services regulation can influence monetary policy.

true or false:All investment advisers with assets under management below $25 million must register with state securities regulators rather than the SEC.

true or false:The International Investors Regulatory Committee oversees all non-resident client accounts.

true or false:The SEC was established by the Investment Company Act of 1940.

true or false: The OCC regulates national banks

true or false: State attorney generals can influence federal regulation of financial services firms.

true or false: Technology has increased the need for consumer protection regulation.

Explanation / Answer

Anss-

1-true

2 true

3 false

4 true

5-true

6-true

2

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