An owner of a trading license on the NYSE is a: Member Broker Agent Specialist P

Question

An owner of a trading license on the NYSE is a: Member Broker Agent Specialist Professor A NYSE member acting as a dealer in a small number of securities on the exchange floor is a: Professor Specialist Agent Broker Member A bond that has adjustable coupon payments that are derived from an index that is not fixed or has variable characteristics is called a: Fixed rate Bond Floating rate Bond Triple tax Free Bond Municipal Bond Government Bond The top 500 US based companies make up this index Dow Jones Industrials Daytona 500 Indianapolis 500 S&P500; Russel Crowe 500 US Treasury Bills are: Bonds with 20 years to maturity Bonds with less than 1 year to maturity Bonds with less than 1 month to maturity Bonds with less than 30 years to maturity Bonds with less than 30 months to maturity

Explanation / Answer

Answer for question 5

The owner of trading license on NYSE is the member of stock exchange.

Hence, option (A) is correct answer.

Answer for question 6

NYSE member acting as dealer in small number of securities on the exchange floor is called Broker.

Hence, Option (D) is correct answer.

Answer for Question 7

The bond whose coupon rate is not fixed and has variable characteristics is called Floating rate bond

Hence, Option (B) is correct answer.

Answer for Question 8

The top 500 USA based company make an index which is called S & P 500.

Hence, option (D) is correct answer.

Answer for Question 9

US Treasury bill are a type of bond with less than one year maturity.

Hence, option (B) is correct answer.

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