1. A unique or significant happening. 2. Annual information required by Regulati

Question

1. A unique or significant happening. 2. Annual information required by Regulation S-X. 3. Changes in control of the registrant. 4. Interim financial statements. 5. Third quarter income statement. 6. Bankruptcy. 7. Annual information required by Regulation S-K. 8. Income statement for the current quarter, year-to-date, and comparative periods in the previous year. 9. Changes in bookkeeping staff. 10. Changes in the registrant's external auditor.

a. FORM 8-K

b. FORM 10-K

c. FORM 10-Q

d. NOT REQUIRED

FOR EACH EVENT SELECT THE APPROPRIATE SEC REPORT OR SELECT NOT REQUIRED IF DISCLOSURE IS NOT REQUIRED UNDER SEC REGULATIONS FROM THE CHOICES BELOW:

Explanation / Answer

Answer :-

1. A unique or significant happening. - Answer :- d. NOT REQUIRED

2. Annual information required by Regulation S-X. - Answer :- b. FORM 10-K

3. Changes in control of the registrant. - Answer :- a. FORM 8-K

4. Interim financial statements. - Answer :- a. FORM 8-K

5. Third quarter income statement. - Answer :- b. FORM 10-K

6. Bankruptcy. - Answer :- a. FORM 8-K

7. Annual information required by Regulation S-K. - Answer :- a. FORM 8-K

8. Income statement for the current quarter, year-to-date, and comparative periods in the previous year. - Answer :- c. FORM 10-Q

9. Changes in bookkeeping staff. - Answer :- d. NOT REQUIRED

10. Changes in the registrant's external auditor. - Answer :- c. FORM 10-Q

Related Questions

Navigate

• Browse (All)
• Browse 1
• Subjects

---

---

Integrity-first tutoring: explanations and feedback only — we do not complete graded work. Learn more.