-Brokerage firms are not allowed to make specific buy or sell recommendations to
ID: 2810894 • Letter: #
Question
-Brokerage firms are not allowed to make specific buy or sell recommendations to their clients.
true or false
-Analytical information presents factual data on past performance while descriptive information presents current estimates of future projections.
true or false
-It is generally a good idea to use limit orders when purchasing IPOs online.
true or false
-Small investors normally have a negotiated commission schedule while large investors benefit from a fixed-commission schedule.
True or false
A margin account:
A.
can be opened by any investor who wants to purchase securities by charging them to his/her credit card.
B.
allows an investor to borrow one hundred percent of the cost of the securities purchased.
C.
allows an investor to borrow a portion of the purchase price at a reasonable rate of interest.
D.
is permitted only in wrap accounts.
A.
can be opened by any investor who wants to purchase securities by charging them to his/her credit card.
B.
allows an investor to borrow one hundred percent of the cost of the securities purchased.
C.
allows an investor to borrow a portion of the purchase price at a reasonable rate of interest.
D.
is permitted only in wrap accounts.
Explanation / Answer
Answer 1 :- False
Answer 2 :- False
Answer 3 :- True
Answer 4 :- True
Answer 5 :- (c)
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