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1. Which of the following statements about trading venues are correct? Select al

ID: 2807998 • Letter: 1

Question

1. Which of the following statements about trading venues are correct? Select all that apply.

Dark pools are ECNs operated by broker-dealers.

Dark pool operators are required to disclose share and offer price information.

The Nasdaq stock exchange has more listed stocks than the New York Stock Exchange.

The Nasdaq stock exchange listed companies have a higher total market capitalization compared to the total market cap of New York Stock Exchange listed companies.

Most penny stocks and bonds trade on registered securities exchanges.

a.

Dark pools are ECNs operated by broker-dealers.

b.

Dark pool operators are required to disclose share and offer price information.

c.

The Nasdaq stock exchange has more listed stocks than the New York Stock Exchange.

d.

The Nasdaq stock exchange listed companies have a higher total market capitalization compared to the total market cap of New York Stock Exchange listed companies.

e.

Most penny stocks and bonds trade on registered securities exchanges.

Explanation / Answer

Option C

The Nasdaq stock exchange has more listed stocks than the New York Stock Exchange.