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Both a wife and her husband work in the airline industry. They are in their 40s,

ID: 2715680 • Letter: B

Question

Both a wife and her husband work in the airline industry. They are in their 40s, and they have a high tax bracket and are concerned about their after-tax rate of return. A meeting with their financial planner reveals that they are primarily focused on long-term capital gains and will need at least a 9% to 11% average rate of return to meet their retirement goals. They desire a diversified portfolio, and liquidity is not currently a major concern. Which of the following asset allocations seems to best fit their situation?

A.

10% money market; 40% long-term bonds; 10% commodities; 40% high-dividend-paying stocks

B.

0% money market; 60% long-term bonds; 40% stocks

C.

10% money market; 30% long-term bonds; 10% commodities; 50% high-dividend-paying stocks

D.

5% money market; 30% long-term bonds; 5% commodities; 60% stocks, most with low dividends and high growth prospects

Both a wife and her husband work in the airline industry. They are in their 40s, and they have a high tax bracket and are concerned about their after-tax rate of return. A meeting with their financial planner reveals that they are primarily focused on long-term capital gains and will need at least a 9% to 11% average rate of return to meet their retirement goals. They desire a diversified portfolio, and liquidity is not currently a major concern. Which of the following asset allocations seems to best fit their situation?

A.

10% money market; 40% long-term bonds; 10% commodities; 40% high-dividend-paying stocks

B.

0% money market; 60% long-term bonds; 40% stocks

C.

10% money market; 30% long-term bonds; 10% commodities; 50% high-dividend-paying stocks

D.

5% money market; 30% long-term bonds; 5% commodities; 60% stocks, most with low dividends and high growth prospects

Explanation / Answer

Since liquidity is not a concern, investing in money market can be low and no investment is needed in high dividend paying stocks.

Option A and C are ruled out, since they involve significant investment in high dividend yielding stocks.

Now we are left with Option B and D

Long term bonds generally pay less than the required rate this couple is considering, so a significant amount has to be invested in high yield return securities

So Option D is correct, which has fulfilled all the required objectives.

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