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1. An agreement that grants the owner the right, but not the obligation, to buy

ID: 2630405 • Letter: 1

Question

1. An agreement that grants the owner the right, but not the obligation, to buy or sell a specific asset at a specified price during a specified time period is called a(n) _____ contract. (Points : 1)

       futures

       obligatory

       quoted

       fixed

       option

Question 2.

2. Which one of the following is the best definition of a money market instrument? (Points : 1)

       Corporate debt that matures in 90 days or less

       Bank savings account

       Investment issued by a financial institution that matures in 30 days or less

       Investment issued by a financial institution that matures in one year or less

       Debt issued by the government or a corporation that matures in one year or less

Question 3.

3. Which of the following are three key advantages of mutual funds? (Points : 1)

       Diversification, taxes, high initial investments

       Low initial investments, professional management, diversification

       Liquidity, high initial investments, diversification

       Professional management, high initial investments, taxes

       Costs, diversification, liquidity

Question 4.

4. Great Lakes Farm agreed this morning to sell General Mills 25,000 bushels of wheat six months from now at a price per bushel of $9.75. This is an example of a __________________. (Points : 1)

       call option

       put option

       futures contract

       money market security

       fixed-income security

Question 5.

5. If you multiply the number of shares of outstanding stock for a firm by the price per share, you are computing the firm's ________________. (Points : 1)

       equity ratio

       total book value

       market share

       market capitalization

       time value

Question 6.

6. A brokerage account in which purchases can be made using credit is referred to as which type of account? (Points : 1)

       Clearing

       Funds available

       Cash

       Call

       Margin

Question 7.

7. A security originally sold by a business or government to raise money is called a(n) ________________. (Points : 1)

       derivative

       primary asset

       primary debt

       futures contract

       option contract

Question 8.

8. A fixed-income security is defined as ___________________. (Points : 1)

       a debt obligation that pays a fixed rate of return for a one-year period of time

       common or preferred stock that pays a fixed annual dividend

       a long-term debt obligation that pays scheduled fixed payments

       long-term debt issued solely by a federal or state government

       any security originally issued as either debt or equity that pays a fixed, pre-set payment

Question 9.

9. The total dollar return on a share of stock is defined as _______________________________. (Points : 1)

       change in the price of the stock over a period of time

       dividend income divided by the beginning price per share

       capital gain or loss plus any dividend income

       change in the stock price divided by the original stock price

       annual dividend income received.

Question 10.

10. This morning, Josh sold 800 shares of stock that he did not own. This sale is referred to as a _____________. (Points : 1)

       margin sale

       long position

       wrap trade

       hypothecated sale

       short sale

1. An agreement that grants the owner the right, but not the obligation, to buy or sell a specific asset at a specified price during a specified time period is called a(n) _____ contract. (Points : 1)

       futures

       obligatory

       quoted

       fixed

       option

Question 2.

2. Which one of the following is the best definition of a money market instrument? (Points : 1)

       Corporate debt that matures in 90 days or less

       Bank savings account

       Investment issued by a financial institution that matures in 30 days or less

       Investment issued by a financial institution that matures in one year or less

       Debt issued by the government or a corporation that matures in one year or less

Question 3.

3. Which of the following are three key advantages of mutual funds? (Points : 1)

       Diversification, taxes, high initial investments

       Low initial investments, professional management, diversification

       Liquidity, high initial investments, diversification

       Professional management, high initial investments, taxes

       Costs, diversification, liquidity

Question 4.

4. Great Lakes Farm agreed this morning to sell General Mills 25,000 bushels of wheat six months from now at a price per bushel of $9.75. This is an example of a __________________. (Points : 1)

       call option

       put option

       futures contract

       money market security

       fixed-income security

Question 5.

5. If you multiply the number of shares of outstanding stock for a firm by the price per share, you are computing the firm's ________________. (Points : 1)

       equity ratio

       total book value

       market share

       market capitalization

       time value

Question 6.

6. A brokerage account in which purchases can be made using credit is referred to as which type of account? (Points : 1)

       Clearing

       Funds available

       Cash

       Call

       Margin

Question 7.

7. A security originally sold by a business or government to raise money is called a(n) ________________. (Points : 1)

       derivative

       primary asset

       primary debt

       futures contract

       option contract

Question 8.

8. A fixed-income security is defined as ___________________. (Points : 1)

       a debt obligation that pays a fixed rate of return for a one-year period of time

       common or preferred stock that pays a fixed annual dividend

       a long-term debt obligation that pays scheduled fixed payments

       long-term debt issued solely by a federal or state government

       any security originally issued as either debt or equity that pays a fixed, pre-set payment

Question 9.

9. The total dollar return on a share of stock is defined as _______________________________. (Points : 1)

       change in the price of the stock over a period of time

       dividend income divided by the beginning price per share

       capital gain or loss plus any dividend income

       change in the stock price divided by the original stock price

       annual dividend income received.

Question 10.

10. This morning, Josh sold 800 shares of stock that he did not own. This sale is referred to as a _____________. (Points : 1)

       margin sale

       long position

       wrap trade

       hypothecated sale

       short sale

Explanation / Answer

1. option

2. Investment issued by a financial institution that matures in 30 days or less

3. Costs, diversification, liquidity

4. futures contract

5. market share

6. cash

7. primary asset

8. any security originally issued as either debt or equity that pays a fixed, pre-set payment

9. capital gain or loss plus any dividend income

10. short sale