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1. What internal control procedure(s) would be most effective in preventing the

ID: 2591851 • Letter: 1

Question

1.     What internal control procedure(s) would be most effective in preventing the following errors or fraudulent acts?

a.     A programmer obtained the payroll master file and increased his salary.

Some time cards were lost during payroll preparation; consequently, when paychecks were distributed, several employees complained about not being paid.

c.      A large portion of the payroll master file was destroyed when the disk pack containing the file was used as a scratch file for another application.

Explanation / Answer

A programmer obtained the payroll master file and increased his salary.

-Exeute a plan on access control to prevent programmer from having unsupervised access.

-Need authentication and access control to limit access to all master files.

-Cross check the total of all salaries from salary's back up files

A large portion of the payroll master file was destroyed when the disk pack containing the file was used as a scratch file for another application.

-Identify all active files through internal and external file labels.

-Maintain backup copies of all current files.