A CFA charterholder is the Fund Manager for a non-profit organization. During a

Question

A CFA charterholder is the Fund Manager for a non-profit organization. During a
presentation regarding the restructuring of their investment portfolio’s asset
allocation, the Head of the Finance Committee questions the manager. As part of
his response, the manager states, “I am a CFA charterholder, I know what I’m
talking about, you should do what I say”. According to the Standards of Practice
Handbook, has the charterholder violated any of the CFA Institute Standards of
Professional Conduct?

A. No.
B. Yes, Responsibilities as a CFA Institute Member.
C. Yes, Communication with Clients and Prospective Clients.

Explanation / Answer

B

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